What is Securities Exclusion | Insurance glossary by upcover

This exclusion applies to claims involving share offerings, trading advice, or fluctuations in investment value. It’s relevant mainly to financial services, not general trade businesses. For example, if a company’s director faces claims for poor investment performance, that’s excluded. Why it matters: It confirms that business insurance doesn’t extend to financial-market risk.

Related Terms

Sum Insured (Strata)

Market Value Cover (Strata)

Replacement Cost Cover (Strata)

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Financial

Legal

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Employment

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Risk Management

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D&O

Commercial Insurance

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Related Term

Sum Insured (Strata)

Market Value Cover (Strata)

Replacement Cost Cover (Strata)

All Category

Financial

Legal

Insurance Documents

Fundraising

Employment

Policy

Risk Management

E&O

D&O

Commercial Insurance

Cyber

Compliance

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The information contained on this website is general advice only and has been prepared without taking into account your individual needs, objectives and financial situation. It should not be relied upon as advice. All insurance products are subject to the terms, conditions, limits and exclusions contained in the relevant policy wording and Product Disclosure Statement. Before deciding whether a particular insurance product is right for you, please consider your personal circumstances and read the relevant Product Disclosure Statement, Target Market Determination, Policy Wording, and Financial Services Guide.